John Derrick answers some frequently asked questions
“What is a certified appellate specialist?”
In order to be identified as a “certified” appellate specialist in California, an attorney must be certified by The State Bar of California Board of Legal Specialization. To achieve this certification, lawyers must demonstrate a high level of experience in this field, pass a rigorous all-day written examination, fulfill ongoing education requirements, and be favorably evaluated by other attorneys or judges familiar with their work.
“What is your success rate representing appellants?”
It varies. I have won as many as five reversals in a 12-month period. But other years can be different. In the nature of appellate practice, I can only work with the cards I am dealt. I don’t turn away legitimate, but tough cases, simply because I am afraid of losing. A lawyer who never loses a case is generally one who doesn’t fight any hard ones. But I won’t handle cases that I consider hopeless. When it comes to defending appeals, my win rate is quite a lot higher, as one would expect.
“Where are you located?”
I am based in Santa Barbara, but handle appeals throughout California. Unlike trial work, which involves frequent pretrial court appearances for status conferences and hearings on motions, as well as attending depositions and conducting witness interviews, an appeal is almost entirely office-based work. With most appeals, no more than one court appearance is required — and, with some, no court appearance at all takes place. During the COVID-19 crisis, the Courts of Appeal started to conduct all oral argument over video links. And that system is continuing — at least in part — even as the pandemic eases.
Even in non-COVID times, it is not even necessary for me to meet in person with a client in order to get started. In fact, although I am always happy to meet with clients (and usually do, sooner or later), I have had excellent attorney-client relationships with — and have obtained wins for — people whom I have never met in person. I am also happy to “meet” over Zoom or other video platforms.
Therefore, it really does not matter where your appellate lawyer is based within the state. It is much more important to pick the right California lawyer to handle an appeal, rather than to focus on where that lawyer is located.
“Who will actually do the work?”
If I take an appeal, I personally will research and write the brief(s) and conduct oral argument. It is important that one lawyer masters all the elements of the appeal. You should be wary about entrusting an appeal to a firm with no clear idea of exactly who will be doing what.
“Do you only do appeals?”
My law practice is devoted exclusively to appeals and related matters. “Related matters” can include things such as collaborating with trial counsel on post-trial motions and providing input from an appellate perspective during pre-trial litigation and in resumed proceedings in a trial court that might follow an appeal. It also includes writ petitions, which — loosely speaking — are a “type” of appeal. The “related matters” take up less than 10 percent of my practice.
“Do you handle criminal appeals?”
I currently only handle criminal appeals where I am appointed by the Court of Appeal to do so in certain parts of the state. I do not take private client criminal cases.
“Can you assist me with an appeal if I am representing myself?”
If I see merit in your case, I may be able to take over as your lawyer if you wish to be represented on appeal. I have obtained wins on appeal for clients who represented themselves in the trial court. However, what I am not willing to do — under any circumstances — is to be a “behind the scenes” adviser to a non-lawyer party who, either because of necessity or preference, is representing themselves on appeal. There are a number of practical and ethical reasons making that type of arrangement problematic.
In order to be identified as a “certified” appellate specialist in California, an attorney must be certified by The State Bar of California Board of Legal Specialization. To achieve this certification, lawyers must demonstrate a high level of experience in this field, pass a rigorous all-day written examination, fulfill ongoing education requirements, and be favorably evaluated by other attorneys or judges familiar with their work.
“What is your success rate representing appellants?”
It varies. I have won as many as five reversals in a 12-month period. But other years can be different. In the nature of appellate practice, I can only work with the cards I am dealt. I don’t turn away legitimate, but tough cases, simply because I am afraid of losing. A lawyer who never loses a case is generally one who doesn’t fight any hard ones. But I won’t handle cases that I consider hopeless. When it comes to defending appeals, my win rate is quite a lot higher, as one would expect.
“Where are you located?”
I am based in Santa Barbara, but handle appeals throughout California. Unlike trial work, which involves frequent pretrial court appearances for status conferences and hearings on motions, as well as attending depositions and conducting witness interviews, an appeal is almost entirely office-based work. With most appeals, no more than one court appearance is required — and, with some, no court appearance at all takes place. During the COVID-19 crisis, the Courts of Appeal started to conduct all oral argument over video links. And that system is continuing — at least in part — even as the pandemic eases.
Even in non-COVID times, it is not even necessary for me to meet in person with a client in order to get started. In fact, although I am always happy to meet with clients (and usually do, sooner or later), I have had excellent attorney-client relationships with — and have obtained wins for — people whom I have never met in person. I am also happy to “meet” over Zoom or other video platforms.
Therefore, it really does not matter where your appellate lawyer is based within the state. It is much more important to pick the right California lawyer to handle an appeal, rather than to focus on where that lawyer is located.
“Who will actually do the work?”
If I take an appeal, I personally will research and write the brief(s) and conduct oral argument. It is important that one lawyer masters all the elements of the appeal. You should be wary about entrusting an appeal to a firm with no clear idea of exactly who will be doing what.
“Do you only do appeals?”
My law practice is devoted exclusively to appeals and related matters. “Related matters” can include things such as collaborating with trial counsel on post-trial motions and providing input from an appellate perspective during pre-trial litigation and in resumed proceedings in a trial court that might follow an appeal. It also includes writ petitions, which — loosely speaking — are a “type” of appeal. The “related matters” take up less than 10 percent of my practice.
“Do you handle criminal appeals?”
I currently only handle criminal appeals where I am appointed by the Court of Appeal to do so in certain parts of the state. I do not take private client criminal cases.
“Can you assist me with an appeal if I am representing myself?”
If I see merit in your case, I may be able to take over as your lawyer if you wish to be represented on appeal. I have obtained wins on appeal for clients who represented themselves in the trial court. However, what I am not willing to do — under any circumstances — is to be a “behind the scenes” adviser to a non-lawyer party who, either because of necessity or preference, is representing themselves on appeal. There are a number of practical and ethical reasons making that type of arrangement problematic.